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Code of Maryland Regulations (Last Updated: April 6, 2021) |
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Title 02. Office of the Attorney General |
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Subtitle 02. DIVISION OF SECURITIES |
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Chapter 02.02.04. Exemption from Registration Regulations |
| Sec. 02.02.04.00. Notations |
| Sec. 02.02.04.01. Requirements for Compliance with Not-for-Profit Exemption |
| Sec. 02.02.04.02. Employee Benefit Plans |
| Sec. 02.02.04.03. Existing Security Holder Exemption |
| Sec. 02.02.04.04. Designated Institutional Investor |
| Sec. 02.02.04.05. Recognized Securities Manuals |
| Sec. 02.02.04.06. Designated Exchange Exemption |
| Sec. 02.02.04.07. Designated Clearing Agency Exemption |
| Sec. 02.02.04.08. Bank Securities |
| Sec. 02.02.04.09. Maryland Limited Offering Exemption (MLOE): Scope and Definitions |
| Sec. 02.02.04.10. MLOE: Generally Applicable Conditions |
| Sec. 02.02.04.11. MLOE: Local Issuer Exemption |
| Sec. 02.02.04.12. MLOE: General Transactional Exemption |
| Sec. 02.02.04.13. MLOE: Insignificant Deviations |
| Sec. 02.02.04.14. Exemption from the Maryland Securities Act, Corporations and Associations Article, §11-601(16), Annotated Code of Maryland, for Certain Securities |
| Sec. 02.02.04.15. Coordination with SEC Rule 505 or 506 |
| Sec. 02.02.04.16. Vacant |
| Sec. 02.02.04.17. Exemption from the Maryland Securities Act, Corporations and Associations Article, §11-602(17), Annotated Code of Maryland, for Certain Transactions |
| Sec. 02.02.04.9999. Administrative History |