Code of Maryland Regulations (Last Updated: April 6, 2021) |
Title 02. Office of the Attorney General |
Subtitle 02. DIVISION OF SECURITIES |
Chapter 02.02.04. Exemption from Registration Regulations |
Sec. 02.02.04.05. Recognized Securities Manuals
Latest version.
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A. The following publications are designated recognized securities manuals for purposes of the Maryland Securities Act, Corporations and Associations Article, §11-602(2), Annotated Code of Maryland:
(1) Mergent's Industrial Manual;
(2) Mergent's Transportation Manual;
(3) Mergent's Public Utility Manual;
(4) Mergent's Bank and Finance Manual; and
(5) Standard and Poor's Capital IQ Standard Corporation Descriptions.
B. This designation may be revoked if the Commissioner finds that the information provided in the manual has been so changed or insufficiently applied that the protection of investors contemplated by the exemption is no longer afforded.