Sec. 02.02.05.00. Notations

Sec. 02.02.05.01. Definitions

Sec. 02.02.05.02. Indirect Consideration

Sec. 02.02.05.03. Dishonest or Unethical Practices

Sec. 02.02.05.04. Custody of Client Funds or Securities

Sec. 02.02.05.05. Information to be Furnished to Clients ("Brochure Rule")

Sec. 02.02.05.06. Agency Cross Transactions

Sec. 02.02.05.07. Exemption from the Maryland Securities Act, Corporations and Associations Article, §11-302(a)(4), for Certain Broker-Dealers

Sec. 02.02.05.08. Exemption from the Maryland Securities Act, Corporations and Associations Article, §11-302(e)(1)(i) for Performance-Based Compensation

Sec. 02.02.05.09. Transactions Considered Not to be Assignments

Sec. 02.02.05.10. Electronic Filing with Designated Entity

Sec. 02.02.05.11. Applications for Investment Advisers and Notice Filings for Federal Covered Advisers

Sec. 02.02.05.12. Initial and Renewal Registration as Investment Adviser Representative

Sec. 02.02.05.13. Investment Adviser Supervision

Sec. 02.02.05.14. Examination Requirements for Investment Advisers and Investment Adviser Representatives

Sec. 02.02.05.15. Financial Requirements for Certain Investment Advisers

Sec. 02.02.05.16. Record-Keeping Requirements for Investment Advisers

Sec. 02.02.05.17. Financial Reporting Requirements for Certain Investment Advisers

Sec. 02.02.05.18. Correction of Documents Filed by Investment Advisers and Investment Adviser Representatives

Sec. 02.02.05.19. Withdrawal of Investment Adviser and Investment Adviser Representative Registrations

Sec. 02.02.05.20. Exemption from the Maryland Securities Act, Corporations and Associations Article, §11-101(i)(2), Annotated Code of Maryland, for Certain Individuals

Sec. 02.02.05.21. Exemption from the Maryland Securities Act, Corporations and Associations Article, §11-101(h)(2)(iii)3, Annotated Code of Maryland, for Certain Individuals

Sec. 02.02.05.22. Cancellation of Investment Adviser and Investment Adviser Representative Applications

Sec. 02.02.05.9999. Administrative History