 |
Code of Maryland Regulations (Last Updated: April 6, 2021) |
 |
Title 02. Office of the Attorney General |
|
Subtitle 02. DIVISION OF SECURITIES |
|
Chapter 02.02.05. Investment Adviser Regulations |
Sec. 02.02.05.9999. Administrative History
Effective date:
Regulations .01-.09 adopted as an emergency provision effective July 25, 1989 (16:16 Md. R. 1733); emergency status expired December 22, 1989
Regulations .01-.09 adopted as an emergency provision effective December 23, 1989 (17:1 Md. R. 63); adopted permanently effective April 16, 1990 (17:7 Md. R. 845)
Regulation .05 amended and Regulations .10-.18 adopted as an emergency provision effective August 1, 1990 (17:15 Md. R. 1845)
Regulation .05 amended and new Regulations .10-.18 adopted as an emergency provision effective December 1, 1990 (17:26 Md. R. 2972)
Regulations .05A, B amended effective March 18, 1991 (18:5 Md. R. 592)
Regulations .10-.18 adopted effective March 18, 1991 (18:5 Md. R. 592)
Regulations .10B, .11C, and .13D amended as an emergency provision effective September 23, 1991 (18:20 Md. R. 2197); emergency status extended at 18:26 Md. R. 2826; adopted permanently effective February 3, 1992 (19:2 Md. R. 152)
Regulations .19 and .20 adopted as an emergency provision effective October 1, 1992 (19:17 Md. R. 1602); emergency status extended at 19:24 Md. R. 2123; adopted permanently effective December 7, 1992 (19:24 Md. R. 2125)
------
Chapter revised effective May 9, 1994 (21:9 Md. R. 749)
------
Chapter revised effective February 4, 2002 (29:2 Md. R. 94)
Chapter revised effective May 9, 1994 (21:9 Md. R. 749)