Sec. 16.02.05.01. Record of Proceedings  


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  • A. Record Required. The Secretary shall prepare an official record of each hearing.

    B. Contents. The record shall consist of:

    (1) All documents giving rise to the proceeding;

    (2) All requests for hearing;

    (3) All notices of proceedings;

    (4) All prehearing orders;

    (5) All questions;

    (6) All motions, pleadings, petitions, and requests and the ruling on each;

    (7) All briefs and memoranda;

    (8) All documentary and tangible evidence received or considered;

    (9) A statement of each fact of which official notice is taken;

    (10) Each proffer of proof and the ruling on the proffer;

    (11) Each objection and the ruling on the objection;

    (12) Any staff memorandum submitted to an individual involved in the decision-making process by an official or employee of the Department who is not authorized to participate in the decision-making process;

    (13) All matters placed on the record after an ex parte communication;

    (14) Each proposed finding of fact, conclusion of law, and order proposed by a party or the presiding officer;

    (15) Each exception to a proposed finding of fact, conclusion of law, or order proposed by the presiding officer;

    (16) Each intermediate, proposed, and final ruling or order, including each report or opinion issued in connection with that ruling or order; and

    (17) The recording of the hearing and, if made, of any prehearing proceeding, and any transcript made of the recording.