Code of Maryland Regulations (Last Updated: April 6, 2021) |
Title 02. Office of the Attorney General |
Subtitle 02. DIVISION OF SECURITIES |
Chapter 02.02.09. Federal Covered Securities |
Sec. 02.02.09.08. Combinations and Reorganizations-----Investment Companies
Latest version.
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A. Surviving Issuer. Within 15 days after the combination or reorganization of two or more issuers:
(1) A surviving issuer with an effective notice filing in Maryland shall amend its notice filing in accordance with Regulation .04F of this chapter;
(2) A surviving issuer without an effective notice filing in Maryland shall submit a notice filing in accordance with Regulation .04 of this chapter.
B. Terminating Issuers. Within 15 days after the combination or reorganization of two or more issuers, issuers terminating their offerings in Maryland shall make the filings required by Regulation .07 of this chapter.