Code of Maryland Regulations (Last Updated: April 6, 2021) |
Title 02. Office of the Attorney General |
Subtitle 02. DIVISION OF SECURITIES |
Chapter 02.02.09. Federal Covered Securities |
Sec. 02.02.09.01. Definitions
Latest version.
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A. In this chapter, the following terms have the meanings indicated.
B. Terms Defined.
(1) "Federal covered security" has the meaning stated in Corporations and Associations Article, §11-101(f), Annotated Code of Maryland.
(2) "Investment company" has the meaning stated in §3 of the Investment Company Act of 1940, 15 U.S.C. §80a-3.
(3) "Registration statement" has the meaning stated in §2(a)(8) of the Securities Act of 1933, 15 U.S.C. §77b(a)(8).
(4) "Unit investment trust" has the meaning stated in §4(2) of the Investment Company Act of 1940, 15 U.S.C. §80a-4(2).